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20th Anniversary
Capstocks is a professionally managed stock broking company having an unblemished and unparalleled service history of more than 23 years and a vibrant tradition of trust, loyalty and reliability. Capstocks was started by Rajendran.V, the present Managing Director of the company, in the year 1989. Capstocks is having both online and offline trading facilities. It is the first ISO 9001:2008 certified stock broking firm in India for all services in stock broking and allied activities.
Capstocks has about 180 outlets in various states of India and an international office in Sharjah,UAE . Capstocks is a member of the National Stock Exchange of India (NSE), Bombay Stock Exchange (BSE), MCX Stock Exchange (MCX-SX), Depository Participant with the Central Depository Services (CDSL) and a SEBI-registered Portfolio Manager.
Capstocks also offers commodity services through its subsidiary company Capstocks Finanacial Services Ltd which is a member of the Multi-Commodity Exchange of India (MCX) and National Commodity Derivative Exchange (NCDEX).
Management
The Company's Management rests on:
Rajendran. V. (Chairman & Managing Director)
Engineer by profession, with in-depth knowledge and experience in market analysis.
Leela Jeyakumar (Director)
Post Graduate with over 18 years experience in stock broking and the in charge of company's Tamil Nadu operation since 1992.
Meera Sahib. B (Director)
Post Graduate with LLB & CAIIB and 28 years of experience in officer / executive cadre in a major Public Sector Bank
Amjad Hydari (Assistant Vice President)
Post Graduate with more than 12 years experience in various functions of the equity market brokerage.
Other Directors
Srinivasan S.IAS. (Director)
Former Labor Commissioner and District Collector. Presently, Chairman and Managing Director, ODEPEC.
Prema Rajendran (Director)
Graduate in Commerce with more than 12 years experience.
Rajeev Pillai (Executive Director)
Engineer By Profession with wide exposure to International business organisations and consulting firms. Currently heading the North & West India Operations of Capstocks with head quarter at Mumbai.
Besides we have an excellent pool of trained & dedicated professional staff, three fourth of them are certified by NCFM, NISM, BCSM, BCDM Examinations.
Revision 1.12 (Updated on 14/01/2010)
MAIN OFFICES
MAP
REGISTERED OFFICE
CAPSTOCKS TOWERS
THAKARAPARAMBU ROAD
FORT, TRIVANDRUM 695023
CORPORATE OFFICE
CAPSTOCKS TOWERS
THAKARAPARAMBU ROAD
FORT, TRIVANDRUM 695023
PH: +91-471-2463518 , 2463735, 2461745 FAX: 2461946 email :
capstock@vsnl.com
ANNEXE
ROHINI BUILDINGS,
TC28/2266, THAKARAPARAMBU ROAD
FORT, TRIVANDRUM 695023
PH:0471-4017555,4017
TC 28/1520(2),Opp.INDIAN OVERSEAS BANK
THAKARAPARAMBU,TRIVANDRUM 695023
PH: +91-471-4013870,4013884
Rajashree Building, First Floor,
T/C,28/1761(6),Kochar Road,
Pazhavangadi, Thiruvananthapuram
PH- 0471-2467232,2470830
Rohini Building (old)
TC28/1587, (8,9,10) 1st floor
Rohini Shopping Complex,
Thakaraparambu,tvm-695023
PH-0471-4017555,4017444
T.C.-28/1789, Ananda Bhavan Thakaraparambu Road Fort
Thiruvananthapuram Kerala India 695023
ADDRESS OF OUR REGIONAL OFFICES
ERNAKULAM
41/3377-79,Yashoram Victoria Towers First Floor,
Kacherippadi,Ernakulam
Ph-9387433648,0484-3127112
THRISSUR
Hotel Palace Tower complex,
North bus stand, Trissur 680020
Kerala
Ph-0487- 2323543,0487- 2323544
CALICUT
Indus Avenue, 19/2026 C2 part,
1st floor, Kallai Road,
Calicut - 673002
Ph-0495 – 2301734, 2301974
CHENNAI
20/3 & 4, Indiradevi Complex,
Gopalakrishna Street, T. Nagar,
Chennai -600017
Ph-044 - 32011006, 42604624-25
NAGARCOIL
42/1,Court Road, Axis Bank Upstairs,
Opp to Duthie School,
Nagarcoil-629001
Ph:04652-221401,02,03,04,05,06
MADURAI
Ganapathi complex,
Plot no 1
Opp Wakf board college
main road k k nagar
Madurai- 20
PH-0452-4390050 4390049
MUMBAI
Shop No.1 Hindvi Co-operative Credit Society
Sector -1 Vashi,
Navi Mumbai 400703
PH-9967980539, 022-27824411/ 31/ 32999011
SURAT
Room.No.127,World Trade Centre
Ring Road, Surat, Gujarat-395003
PH-0261-3110133,3110155,9327027615
BRANCHES & FRANCHISEE
Toll-Free Number:1800-425-4744
rev1.11 (updated on 17-March-10)
1. Online trading
Capstocks has a network of branches with online terminals of NSE and BSE in the Capital market and Derivative segments. Our clients are assured of prompt order execution through dedicated phones and expert dealers at our offices.
2. Internet trading
Capstocks offers Internet trading through this site. You can trade through the Internet from the comforts of your office or home, anywhere in the world. Our dedicated IT systems ensure service up time and speed, making Internet broking through Capstocks hassle-free.
Using the 'easiest' facility provided by CDSL, our clients can transfer the shares sold by them online without delivery instruction slips. Additionally, digitally signed contract notes can be sent to clients through E-mail.
3. Depository Services
Capstocks is a member of the Central Depository Services Limited (CDSL), offer depository services with minimum Annual Maintenance Charges and transaction charges. Account holders can view their holding position through the Internet. We also offer the " e asi est " facility provided by CDSL (electronic access to securities information and execution of secured transaction ) through which clients can give delivery instructions via the Internet.
4. Derivative Trading
We offer trading in the futures and options segment of the National Stock Exchange(NSE). Through the present derivative trading an investor can take a short-term view on the market for upto a three months’ perspective by paying a small margin on the futures segment and a small premium in the options segment. In the case of options, if the trade goes in the opposite direction the maximum loss will be limited to the premium paid.
5. Knowledge Centre
Knowledge Centre activities are intended to provide systematic and structured services mainly to new investors and also to young aspirant aiming for a career in financial markets. The centre has three functional areas: the publication Division, the Training centre, and wealth management advisory service which provide complete investment solutions to investors through knowledge based personalized service.
6. Equity Research Department
We have a full-fledged Investment Research & Analysis Department to help our clients to make investment decisions. Our clients can get information on any share they hold or plan to purchase. We publish a monthly newsletter
' CAPSTOCKS INFOLINE '
, which contains our views on the latest trends in the markets, scrip recommendation, tutorials, news items etc. We also issue a daily newsletter,
' CAPS TREND '
, which is available in our site . Besides we give intraday calls by SMS, chat, etc. You can avail yourself of this service by calling :+91-471-2468160, 4013887
7. Portfolio Management services
Capstocks is a SEBI-approved portfolio manager offering discretionary and non-discretionary schemes to its clients. Capstocks’ portfolio management team keeps track of the markets on a daily basis and is exposed to a lot of information and analytic tools which an investor would not normally have access to. Other technicalities pertaining to shares like dividends, rights, bonus, buy-back, Mergers and Acquisitions are also taken care of by us. Maximize your returns by opting for our PMS scheme. Please Call +91-471- 4013887,4013882
8. Commodity Trading *
You can trade in commodity futures like gold , silver, crude oil , rubber etc. and take advantage of the extended trading hours (10 am to 11 pm ) in commodities trading. Do, please Call +91-471- 4013891,9847917187.
9. Mutual Funds, Bonds etc.
We also offer Mutual Funds and Bonds. You can select from a wide range of Mutual Funds and Bonds available in the markets today. You can get the service by Calling : +91-471- 4013885,4013886,98473 19187.
10. NRI CELL
We have a well-organized NRI Cell functioning exclusively to meet the requirements of our clients residing outside India. We are committed to provide them timely assistance by placing their orders, giving them valuable suggestions concerning their investments etc. Also we help those NRI’s who desire to open accounts on repatriation basis. Facilities are offered to those clients who are interested in Internet trading by activating it, in co-ordination with the e-trading department.
11. Currency Trading
Capstocks is a member of currency derivatives segment of National Stock Exchange (NSE) and MCX Stock Exchange (MCX-SX). Currency Derivatives are a new asset class which was earlier not permitted for trading to all Indian residents. Currently the trading is based on four underlying currencies viz., US Dollar, Euro, Pound sterling, Japanese Yen. Please Call +91-471-4093343, 09961886876.
12. Pan Service Agent of UTI
Capstocks & Securities (India) Pvt. Ltd. has become authorized PAN card service agent (PSA) of UTI. Now pan applications can be submitted to any of the following offices, in addition to Head office.( Sasthamangalam, Sreekaryam, Technopark, and Pattom, in Trivandrum) Kollam, Alappuzha, Thiruvalla, Ernakulam, Thrissur, Irinjalakkuda, Thodupuzha, Calicut, Chennai RO, Mangalore, Navi Mumbai, and Nagercoil RO. Capstocks offers this value added service to our privileged customers, existing as well as new customers at nominal processing charges.
* Through subsidiary company Capstocks Financial Services Ltd
Revision 1.12 (Updated on 14/01/2010)
Capstocks has become the first ISO 9001:2008 brokerage in India to get certification for all stock broking and related financial service activities including Cash Markets, Derivatives, Internet Trading, Depository Services, Portfolio Management Services, Equity Research and Analysis, NRI Client Cell and Mutual Funds. The certification was obtained from the renowned United Kingdom Accreditation Services (UKAS), based on the Assessment by Moody International Certification Group through ICL Certifications Ltd.
The certificate was handed over at a function held in Trivandrum. Mr. Ashok Kumar Rout, Chief Operating Officer of the Bombay Stock Exchange Ltd., was the Guest of Honour on the occasion. Mr. Rajendran V, our Managing Director, received the certificate from Mr. Uwe Saelzle, Director of Moody International Certification Group, Germany, in the presence of Mr. Sanjeev Chadha, CEO, ICL Certifications Ltd., handling the Indian operations of the Moody International Certification Group.
Mr. Dilip Jacob Mathew, our Vice President, handled ISO 9001:2008 implementation as the Management Representative with assistance from Ms. Sangeetha, Sr. Executuve (QMS), and Mr. M. Pradeep Kumar, Management Systems Consultant and Trainer. A dedicated team of Managers and Executives, trained as Internal Quality Auditors in Capstocks, was involved in the Internal Assessments and improvement processes.
Commenting on the certification, Rajendran V, our Managing Director said “We spent nearly 15 months to complete the ISO 9001:2008 certification process. There is a sea change in the organizational efficiency and day-to-day operations in our Company. The process flow and our organizational structure from top to bottom have been totally streamlined and the benefits will definitely be reflected in offering better services with the utmost satisfaction to our clients. As a result of ISO 9001:2008 implementation programme, Capstocks - having 75 branches covering India and else where - has been able to improve continually its systems, processes and procedures at the Head Office and its Branches with better review mechanisms.
With the ISO 9001:2008 recognition under our belt, Quality of Documentation and Communication has improved. Capstocks will maintain the Quality Management System and also continually improve the quality of service through regular Management Reviews and Internal Quality Audits. As part of this project, emphasis is being given to imparting effective training and retraining for Capstocks Team Members and systematic analysis of activities.
Revision 1.12 (Updated on 14/01/2010)
CAPSTOCKS is committed to render the best knowledge-based personalized services in stock broking and related financial services, complying with all relevant requirements, by continually improving the competence of manpower and effectiveness of quality management systems, optimizing technology and infrastructure, thereby enhancing customer satisfaction.
Capstocks Knowledge Centre Inaguration
Capstocks has envisioned a series of programmes to spread awareness of the financial sector among its investors and the public, through the ‘Capstocks Knowledge Centre’ which was inaugurated by Shri. R.K. Nair, Executive Director, SEBI. Capstocks has been organizing awareness sessions on the financial sector – especially related to the stock market – for investors, students and everyone with an interest in the market. With the launch of knowledge Centre, we intend to provide systematic and structured service mainly to new investors and also to young aspirants aiming for a career in financial markets. This Centre which is presumed to be the first of its kind in India providing a comprehensive knowledge – based service to investors for all their investment needs shall have its headquarter at Trivandrum.
The booming Indian economy and the varied options in the investment scenario have definitely attracted people’s attention but most people do not have a basic understanding of the sector and hence, they are unable to take advantage of many investment and job opportunities.
The Capstocks Knowledge Centre has three functional areas: the publication division, the training centre and the wealth management service.
Capstocks Knowledge Centre inaugurated by Shri. R.K.Nair, Executive Director, SEBI, Shri.Rajendrean.V, MD, Shri. S.Srinivasan, IAS (Rtd), Director, Dr.S.Kevin, Former Pro.Vice Chanceller, KU.
Address by Sri R.K. Nair, Executive Director, SEBI
A View of the Investors
Celebrating two decades of
trust & togetherness
Caps day, 28th November 2009, Saturday
We celebrated our 20th anniversary on Saturday the 28th of November, 2009. The function was held at the R.D.R. Auditorium, Edapazanji, and Trivandrum and was attended by over 1500 people comprising investors, business associates, friends and well wishers.
Dr K.M. Abraham, IAS, Whole Time Member, SEBI was the chief guest for the day. Sri. P. S. Reddy, Executive director CDSL, Sri. Sunil Alvarez, VP business development CDSL and Dr. S. Kevin former Pro Vice Chancellor of the University of Kerala were the other special guests. The function was presided over by Sri. S. Srinivasan, IAS, CMD ODEPC and Director of Capstocks.
Chief guest Dr. K M Abraham inaugurating Caps day
Dr. K M Abraham addressing the gathering
By inaugurating the function, Dr. K. M. Abraham praised Capstocks for it’s strict adherence to procedures and norms and went on to categorically state that
per the records and reports of the SEBI, Capstocks was one of the few companies that could claim ‘zero omissions’. While describing the Capstocks track record as unblemished and unparalleled,
he exhorted the entire Capstocks team to look at the next ten years and to recognize and take up the challenges thrown up and posted by technology.
Sri. Rajendran V recollected the humble beginnings of the company and remembered all the hardships that had been endured for Capstocks to reach it’s present position. While highlighting the achievements of the company, he reiterated that his mission in life was to ensure that as few people as possible lost money in the stock markets. Speaking about the future, Sri Rajendran said that he anticipated an 8 – 9 % GDP growth and expected that the 21200 Sensex levels would be crossed in the year 2010 itself. He thanked all the investors, business partners, share holders, family members and colleagues.
Sri P.S.Reddy ,in his keynote address complimented Capstocks on it’s commitment to prompt financial dealings and personalized service and stated that unlike in most other businesses, 20 years in stock broking was a great achievement.
Sri. S Srinivasan, in his presidential address talked about the importance of honesty in dealings and quality of service for companies in service sector, which made Capstocks eligible for getting the ISO-2009 certification, making it the first stock broker in India to do so.
Dr S Kevin presented a lecture on the art of investing in equities. He said that investment is a science, while investing is an art too. With the philosophy and psychology, every investor develops his/her own personal style of investing.
Sri Sunil Alvarez congratulated Capstocks on its ability to adapt to change and expressed happiness at the speed at which the company was growing into a one stop financial shop.
Sri. P.S. Reddy gave away certificates and gifts honoring the founding clients and the Capstocks team members who have rendered more than a decade’s service.
A special award was given to Sri. M. K. M Koya, the first franchisee associate of the company. There was also a special plaque of honour bestowed up on the Managing Director Sri. Rajendran V, by all the employees of Capstocks which was presented by Sri. Amjad Hydari, AVP, Capstocks. Three lucky dip prizes were distributed. The celebrations included a musical evening. The program concluded with a vote of thanks by Sri. Deepak T. The Celebrations Poulose, Corporate Mentor, Capstocks.
Special award to Mr. M.K. M Koya, first franchisee
A view of audience associate, presented by Shri. P S Reddy
Revision 1.12 (Updated on 02/02/2010)
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Toll-Free Number:1800-425-4744
rev1.11 (updated on 05-06-08)
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